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Alex L. Wittenburg

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CRD#: 4278127
AW

Professional summary

Alex Lance Wittenburg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Alex is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Alex had worked at 9 firms, which includes ONYX WEALTH ADVISORS INC., CAMBRIDGE LEGACY SECURITIES L.L.C., SII INVESTMENTS INC., WELLSTONE SECURITIES LLC, CONSUMER CONCEPTS INVESTMENTS INC., DORTCH SECURITIES & INVESTMENTS INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., WALNUT STREET SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 2005 - April 11, 2013

ONYX WEALTH ADVISORS, INC.

RIA
CRD#: 119558
LITTLE ROCK, AR
Past

October 29, 2004 - December 31, 2010

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD
CRD#: 103722
LITTLE ROCK, AR
Past

December 19, 2003 - October 8, 2004

SII INVESTMENTS, INC.

RIA
CRD#: 2225
LITTLE ROCK, AR
Past

December 19, 2003 - October 8, 2004

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

February 3, 2003 - January 20, 2004

WELLSTONE SECURITIES, LLC

BD
CRD#: 121559
CUMMING, GA
Past

January 2, 2003 - February 3, 2003

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD
CRD#: 103722
DALLAS, TX
Past

July 3, 2002 - December 31, 2002

CONSUMER CONCEPTS INVESTMENTS, INC.

BD
CRD#: 26167
AUSTELL, GA
Past

June 14, 2002 - July 17, 2002

DORTCH SECURITIES & INVESTMENTS, INC.

RIA
CRD#: 42207
NORTH LITTLE ROCK, AR
Past

June 14, 2002 - July 17, 2002

DORTCH SECURITIES & INVESTMENTS, INC.

BD
CRD#: 42207
LITTLE ROCK, AR
Past

December 20, 2001 - June 18, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

December 20, 2001 - June 18, 2002

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

January 10, 2001 - December 31, 2001

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/20/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/9/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/9/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OW
ONYX WEALTH ADVISORS, INC.
ADAMS WEALTH MANAGEMENT LP | ATLANTIC WEALTH ADVISORY SERVICES | BARNES AND WILLIAMS | BDT & ASSOCIATES | BETHESDA FINANCIAL ADVISORS, LLC | BETTER FINANCIAL PLANNING | BREEDLOVE FINANCIAL | CAMBRIDGE LEGACY ADVISORS, INC. | CAMBRIDGE LEGACY GROUP | COUR FINANCIAL | COVENANT WEALTH PARTNERS | HORIZON ADVISORS | HOWARD CAPITAL MANAGEMENT, INC. | IDEAL LIFE ADVISORS | INSIGHT FINANCIAL STRATEGIES, INC. | LEGACY WEALTH ADVISORS | LIGHTHOUSE FINANCIAL GROUP | MICELI CASTELLON FINANCIAL ADVOCATES | MIKE HENRY & ASSOCIATES | MORGAN LEGACY TRUST | MYLER FINANCIAL PLANNING | ONYX WEALTH ADVISORS, INC. | STRATEGIC ADVISORS, INC. | STRATEGIC FINANCIAL SOLUTIONS, INC. | U. S. WEALTH ADVISORS INC. | U.S. WEALTH MANAGEMENT INC. | VALTA, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WEALTH RESOURCE MANAGEMENT, INC.

CRD#: 119558 / SEC#: 801-64117

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Contact information

Main Address
15660 N. Dallas Parkway Suite 700, Dallas, TX 75248
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONYX WEALTH ADVISORS, INC.

CRD#: 119558

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