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Matthew Bond

CRD# 4277568·Registered 2001 - 2026
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Bond was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 2001 - 2026. Matthew had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

Past

QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Charlotte, NC
January 4, 2016 - July 10, 2026
HORIZON INVESTMENTS LLCPast·CRD# 109552
RIA
Charlotte, NC
November 10, 2015 - July 10, 2026
TD AMERITRADE, INC.Past·CRD# 7870
RIA
Charlotte, NC
March 12, 2014 - October 20, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLCPast·CRD# 111514
RIA
Charlotte, NC
March 12, 2014 - October 20, 2015
TD AMERITRADE, INC.Past·CRD# 7870
BD
Charlotte, NC
March 12, 2014 - October 20, 2015
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Charlotte, NC
January 15, 2007 - March 11, 2014
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Charlotte, NC
August 28, 2006 - March 11, 2014
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Southampton, NY
January 1, 2001 - August 16, 2006

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Horizon investments; Charlotte, NC; Investment related; Started 10/20/2015; Wholesaler; Investment Advisor Services (IAS); 173 hours per month with 0 hours during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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