James G. Miller
Professional summary
James Gordon Miller, who also goes by James Gordon Miller III, Jimmy Gordon Miller, is a registered financial advisor currently at BAOBAB WEALTH MANAGEMENT located in Nokomis, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Gordon Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2025 - Present
BAOBAB WEALTH MANAGEMENT
Office #2: 721 Depot Drive, Anchorage, AK 99501August 26, 2022 - April 11, 2025
GOLDEN STATE EQUITY PARTNERS, LLC
March 10, 2015 - November 9, 2022
INTERVEST INTERNATIONAL, INC.
January 27, 2015 - November 9, 2022
INTERVEST INTERNATIONAL EQUITIES CORPORATION
January 6, 2009 - February 16, 2010
AST INVESTMENT SERVICES, INC.
December 11, 2008 - February 16, 2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 19, 2008 - May 20, 2008
INTERVEST INTERNATIONAL EQUITIES CORPORATION
May 5, 2006 - January 9, 2008
VOYA FINANCIAL ADVISORS, INC.
April 28, 2006 - January 9, 2008
VOYA FINANCIAL ADVISORS, INC.
January 2, 2001 - May 1, 2006
WADDELL & REED
October 31, 2000 - May 1, 2006
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2025)
(5/29/2025)
(4/7/2025)
(7/9/2025)
(4/4/2025)
(4/7/2025)
Exams
Current Firm
BAOBAB WEALTH MANAGEMENT
CRD#: 333561 / SEC#:
Contact information
Red Flags
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