CC
Christopher S. Caylor
CETERA INVESTMENT ADVISERS LLC
CHEYENNE, WY 82009
Some features on this profile are disabled
CRD#: 4277236
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Professional summary
Christopher Scott Caylor, who also goes by Chris Caylor, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cheyenne, Wyoming and CETERA ADVISORS LLC located in Greenwood Village, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Caylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.I-70 BASEBALL; NOT INVESTMENT RELATED; MISSOURI; BASEBALL WEBSITE; START 5/2013; 3-5 HOURS/WEEK AFTER TRADING HOURS; WRITER FOR ONLINE BASEBALL WEBSITE
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Scott Caylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5513 Laura Dawn Ave, Cheyenne, WY 82009RIA
CRD#: 105644
CHEYENNE, WY
Current
April 7, 2015 - Present
CETERA ADVISORS LLC
Office #1: 5299 Dtc Blvd #800, Greenwood Village, CO 80111BD
CRD#: 10299
Greenwood Village, CO
Past
April 7, 2015 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
HIGHLANDS RANCH, CO
Past
April 19, 2011 - March 4, 2014
TLG ADVISORS, INC.
RIA
CRD#: 111052
LITTLETON, CO
Past
July 31, 2008 - March 4, 2014
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
October 17, 2000 - August 6, 2003
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/9/2015)
RR
Alaska(4/9/2015)
RR
Arizona(4/9/2015)
RR
Arkansas(4/9/2015)
RR
California(4/9/2015)
RR
Colorado(4/7/2015)
RR
Connecticut(4/9/2015)
RR
Delaware(4/9/2015)
RR
District of Columbia(4/9/2015)
RR
Florida(4/9/2015)
RR
Georgia(4/9/2015)
RR
Hawaii(4/9/2015)
RR
Idaho(4/9/2015)
RR
Illinois(4/9/2015)
RR
Indiana(4/9/2015)
RR
Iowa(4/9/2015)
RR
Kansas(4/9/2015)
RR
Kentucky(4/9/2015)
RR
Louisiana(4/9/2015)
RR
Maine(4/9/2015)
RR
Maryland(4/9/2015)
RR
Massachusetts(4/9/2015)
RR
Michigan(4/9/2015)
RR
Minnesota(4/9/2015)
RR
Mississippi(4/9/2015)
RR
Missouri(4/9/2015)
RR
Montana(4/9/2015)
RR
Nebraska(4/9/2015)
RR
Nevada(4/9/2015)
RR
New Hampshire(4/9/2015)
RR
New Jersey(4/9/2015)
RR
New Mexico(4/9/2015)
RR
New York(4/9/2015)
RR
North Carolina(4/9/2015)
RR
North Dakota(4/9/2015)
RR
Ohio(4/9/2015)
RR
Oklahoma(4/9/2015)
RR
Oregon(4/9/2015)
RR
Pennsylvania(4/9/2015)
RR
Rhode Island(4/9/2015)
RR
South Carolina(4/9/2015)
RR
South Dakota(4/9/2015)
RR
Tennessee(4/9/2015)
RR
Texas(4/9/2015)
IAR
Texas(3/21/2024)
RR
Utah(4/9/2015)
RR
Vermont(4/9/2015)
RR
Virgin Islands(4/9/2015)
RR
Virginia(4/9/2015)
RR
Washington(4/10/2015)
RR
West Virginia(4/9/2015)
RR
Wisconsin(4/9/2015)
RR
Wyoming(4/9/2015)
IAR
Wyoming(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
