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Christopher Scott Caylor

CETERA INVESTMENT ADVISERS
CHEYENNE, WY
·CRD# 4277236·26 years experience

Professional Summary

Christopher Scott Caylor, who also goes by Chris Caylor, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cheyenne, Wyoming and CETERA ADVISORS LLC located in Greenwood Village, Colorado. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Caylor

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
5513 Laura Dawn Ave, Cheyenne, WY 82009
March 21, 2024 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
5299 Dtc Blvd #800, Greenwood Village, CO 80111
April 7, 2015 - Present
CETERA ADVISORS LLC·CRD# 10299
RIA
Highlands Ranch, CO
April 7, 2015 - March 21, 2024
TLG ADVISORS, INC.·CRD# 111052
RIA
Littleton, CO
April 19, 2011 - March 4, 2014
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
July 31, 2008 - March 4, 2014
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
October 17, 2000 - August 6, 2003

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.I-70 BASEBALL; NOT INVESTMENT RELATED; MISSOURI; BASEBALL WEBSITE; START 5/2013; 3-5 HOURS/WEEK AFTER TRADING HOURS; WRITER FOR ONLINE BASEBALL WEBSITE

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/9/2015)
RR
Alaska
(4/9/2015)
RR
Arizona
(4/9/2015)
RR
Arkansas
(4/9/2015)
RR
California
(4/9/2015)
RR
Colorado
(4/7/2015)
RR
Connecticut
(4/9/2015)
RR
Delaware
(4/9/2015)
RR
District of Columbia
(4/9/2015)
RR
Florida
(4/9/2015)
RR
Georgia
(4/9/2015)
RR
Hawaii
(4/9/2015)
RR
Idaho
(4/9/2015)
RR
Illinois
(4/9/2015)
RR
Indiana
(4/9/2015)
RR
Iowa
(4/9/2015)
RR
Kansas
(4/9/2015)
RR
Kentucky
(4/9/2015)
RR
Louisiana
(4/9/2015)
RR
Maine
(4/9/2015)
RR
Maryland
(4/9/2015)
RR
Massachusetts
(4/9/2015)
RR
Michigan
(4/9/2015)
RR
Minnesota
(4/9/2015)
RR
Mississippi
(4/9/2015)
RR
Missouri
(4/9/2015)
RR
Montana
(4/9/2015)
RR
Nebraska
(4/9/2015)
RR
Nevada
(4/9/2015)
RR
New Hampshire
(4/9/2015)
RR
New Jersey
(4/9/2015)
RR
New Mexico
(4/9/2015)
RR
New York
(4/9/2015)
RR
North Carolina
(4/9/2015)
RR
North Dakota
(4/9/2015)
RR
Ohio
(4/9/2015)
RR
Oklahoma
(4/9/2015)
RR
Oregon
(4/9/2015)
RR
Pennsylvania
(4/9/2015)
RR
Rhode Island
(4/9/2015)
RR
South Carolina
(4/9/2015)
RR
South Dakota
(4/9/2015)
RR
Tennessee
(4/9/2015)
RR
Texas
(4/9/2015)
IAR
Texas
(3/21/2024)
RR
Utah
(4/9/2015)
RR
Vermont
(4/9/2015)
RR
Virgin Islands
(4/9/2015)
RR
Virginia
(4/9/2015)
RR
Washington
(4/10/2015)
RR
West Virginia
(4/9/2015)
RR
Wisconsin
(4/9/2015)
RR
Wyoming
(4/9/2015)
IAR
Wyoming
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2000About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Scott Caylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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