Cale R. Thompson
Professional summary
Cale Regan Thompson, who also goes by Cale R Thompson, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Cale is registered as a RR (Registered Representative) and started their career in finance in 2001. Cale has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cale Regan Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2022 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367September 6, 2018 - November 13, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
April 6, 2004 - April 4, 2018
ALLSTATE FINANCIAL SERVICES, LLC
March 10, 2003 - April 14, 2004
ALFS, INC.
April 2, 2002 - January 21, 2003
ALLSTATE FINANCIAL SERVICES, LLC
August 9, 2001 - March 7, 2002
IDS LIFE INSURANCE COMPANY
August 9, 2001 - March 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2022)
(12/5/2022)
(1/26/2023)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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