Omar F. Zaman
Professional summary
Omar Farouk Zaman, who also goes by Omar Farouk Zaman Mr., Omar Zaman, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Omar is registered as a RR (Registered Representative) and started their career in finance in 2001. Omar has worked at 6 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Omar Farouk Zaman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2022 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005October 2, 2019 - April 4, 2022
SMBC NIKKO SECURITIES CANADA, LTD.
December 17, 2013 - April 4, 2022
SMBC NIKKO SECURITIES AMERICA, INC.
October 4, 2006 - July 29, 2013
TRUIST SECURITIES, INC.
April 28, 2004 - May 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2001 - April 5, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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