Goodhue Wilson Smith Iii
Professional Summary
Goodhue Wilson Smith III is a registered financial advisor currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas. Goodhue is registered as a RR (Registered Representative) and started their career in finance in 1974. Goodhue has worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, SIE, Series 55, Series 1, Series 24, Series 53 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Years of Experience
52 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Current Firm
M. E. ALLISON & CO., INC.
Contact Information
Main Address
950 East Basse Road Second Floor, San Antonio, TX 78209Mailing Address
950 East Basse Road Second Floor, San Antonio, TX 78209-1831Phone Number
(210) 930-4000Established
Texas since 03/09/1946Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
12SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
FINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
499AUM (Assets Under Management)
$366,385,125Disclosures
Regulatory Event
3Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
Primary Firm SEC Registration
M. E. ALLISON & CO., INC.
State Registrations and Notice Filings
(4/4/2013)
(11/30/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 1998Series 1 — Registered Representative Examination
Passed Jun 1974SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Goodhue Wilson Smith III's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
