Goodhue W. Smith

M. E. ALLISON & CO.

San Antonio, TX 78209-1831

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CRD#: 427702

Professional summary

Goodhue Wilson Smith III is a registered financial professional currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas.

Goodhue is registered as a RR (Registered Representative) and started their career in finance in 1974. Goodhue has worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, SIE, Series 55, Series 1, Series 24, Series 53 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Goodhue Wilson Smith III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2012 - Present

M. E. ALLISON & CO., INC.

Office #1: 950 East Basse Road Second Floor, San Antonio, TX 78209-1831

RIA

CRD#: 1047

San Antonio, TX

Past

March 16, 1999 - November 17, 2000

DUNCAN-SMITH SECURITIES, INC.

CRD#: 45030

SAN ANTONIO, TX

Past

March 22, 1982 - January 12, 1983

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

June 22, 1981 - January 2, 2013

PRESIDIO FINANCIAL SERVICES, INC.

CRD#: 10010

SAN ANTONIO, TX

Past

May 9, 1978 - December 22, 1981

KELLY ASSOCIATES, LTD.

CRD#: 7414

Past

June 5, 1974 - June 30, 1978

ROTAN MOSLE INC.

CRD#: 727

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M. E. ALLISON & CO., INC.

CRD#: 1047 / SEC#: 801-129805, 8-1402

RIA

Registered Investment Advisory firm - SEC (3/29/2024 Approved)

Texas

Registered Investment Advisory firm - SEC (7/8/2024 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/4/2013)

Texas
(11/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

M. E. ALLISON & CO., INC.

CRD#: 1047 / SEC#: 801-129805, 8-1402

RIA

Registered Investment Advisory firm - SEC (3/29/2024 Approved)

Texas

Registered Investment Advisory firm - SEC (7/8/2024 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

950 East Basse Road Second Floor, San Antonio, TX 78209

Mailing Address

950 East Basse Road Second Floor, San Antonio, TX 78209-1831

Phone number

(210) 930-4000

Established

Texas since 03/09/1946

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MEA FORM ADV PART 2A (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
ALLISON, CHARLES BENNETT	DIRECTOR	4615330
ALLISON, CHRISTOPHER RUMSEY	CEO/CCO	2278380
MURPHY, LINDE ALLEN	PRESIDENT/CCO	4049529

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 287,435,346

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Goodhue W. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Goodhue Wilson Smith III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNCAN-SMITH SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

PRESIDIO FINANCIAL SERVICES, INC.

KELLY ASSOCIATES, LTD.

ROTAN MOSLE INC.

Primary Firm SEC Registration

M. E. ALLISON & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/1995

Series 7TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/30/1998

Series 1

Date: 6/1/1974

Series 24

Date: 1/2/2023

Series 53

Date: 8/2/1993

Series 27

Date: 6/3/1993

FINRA

Current Firm

M. E. ALLISON & CO., INC.

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

M. E. ALLISON & CO., INC.

TRUST BUT VERIFY

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