Charles P. Celestin
Professional summary
Charles Philippe Celestin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Charles had worked at 5 firms, which includes THE CONCORD EQUITY GROUP LLC, LH ROSS & COMPANY INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY, FLORIDA DISCOUNT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2003 - July 21, 2003
THE CONCORD EQUITY GROUP, LLC
January 3, 2003 - March 31, 2003
LH ROSS & COMPANY, INC.
December 13, 2002 - January 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
December 9, 2002 - January 8, 2003
IDS LIFE INSURANCE COMPANY
December 9, 2002 - January 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 11, 2000 - October 1, 2002
FLORIDA DISCOUNT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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