Paul D. Merck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Daniel Andrew Merck, who also goes by Paul D Merck, Paul Daniel Merck, Paul Daniel Andrew Merck, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - August 14, 2025
STRATEGIC ADVISERS LLC
March 7, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 8, 2022 - August 14, 2025
FIDELITY BROKERAGE SERVICES LLC
November 6, 2019 - September 30, 2020
SOLIUM FINANCIAL SERVICES LLC
January 3, 2019 - August 24, 2021
MORGAN STANLEY
March 16, 2018 - August 24, 2021
MORGAN STANLEY
April 26, 2016 - February 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 2016 - February 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 2014 - September 22, 2015
SCOTTRADE, INC.
February 6, 2012 - October 17, 2013
VOYA FINANCIAL ADVISORS, INC.
February 1, 2012 - October 17, 2013
VOYA FINANCIAL ADVISORS, INC.
August 9, 2011 - January 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 2011 - January 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 17, 2007 - September 11, 2008
CANACCORD GENUITY LLC
September 29, 2003 - June 20, 2006
MORGAN STANLEY DW INC.
October 4, 2000 - September 30, 2002
IDS LIFE INSURANCE COMPANY
October 4, 2000 - September 30, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
