Joshua R. Mcgee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Raymond Mcgee was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2000. Joshua had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2023 - May 9, 2025
CUSHMAN & WAKEFIELD SECURITIES, INC.
April 13, 2020 - June 29, 2023
CUSHMAN & WAKEFIELD SECURITIES, INC.
July 6, 2015 - September 9, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
December 3, 2013 - December 15, 2014
NATWEST MARKETS SECURITIES INC.
September 25, 2012 - December 20, 2012
IMPERIAL CAPITAL, LLC
May 31, 2011 - July 3, 2012
JEFFERIES LLC
July 25, 2005 - May 31, 2011
DEUTSCHE BANK SECURITIES INC.
October 13, 2000 - July 14, 2005
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSHMAN & WAKEFIELD SECURITIES, INC.
CRD#: 123717 / SEC#: , 8-65606
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUSHMAN & WAKEFIELD, INC. | SHAREHOLDER | |
| WENK, DAVID HOWARD | PRESIDENT/CEO/CCO/FINOP/CFO | 2161339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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