Emily A. Reagor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Anne Reagor, who also goes by Emily Anne Baker, Emily Anne Reagor, Emily Reagor, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2003. Emily had worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2022 - June 28, 2023
EAGLE STRATEGIES LLC
February 14, 2022 - June 28, 2023
NYLIFE SECURITIES LLC
April 7, 2021 - August 10, 2021
AVANTAX INVESTMENT SERVICES, INC.
April 2, 2021 - August 10, 2021
AVANTAX ADVISORY SERVICES
February 28, 2020 - June 12, 2020
VANN EQUITY MANAGEMENT LLC
May 9, 2019 - May 17, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2019 - May 17, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 10, 2019 - April 2, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 7, 2019 - April 2, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 3, 2017 - June 20, 2017
EAGLE STRATEGIES LLC
May 3, 2017 - June 19, 2017
NYLIFE SECURITIES LLC
January 9, 2015 - May 14, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 2015 - May 14, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 2014 - January 7, 2015
AVANTAX ADVISORY SERVICES
September 26, 2014 - January 7, 2015
AVANTAX INVESTMENT SERVICES, INC.
January 3, 2012 - January 21, 2014
OPPENHEIMER & CO. INC.
January 3, 2012 - January 21, 2014
OPPENHEIMER & CO. INC.
January 1, 2008 - December 13, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - December 13, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 18, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
November 18, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
