Shannon L. Mclay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Lally Mclay, who also goes by Shannon Margaret Lally, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2000. Shannon had worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2024 - June 18, 2025
FG ADVISORY SERVICES, LLC.
March 23, 2012 - July 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2010 - July 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
November 24, 2000 - August 5, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FG ADVISORY SERVICES, LLC.
CRD#: 329430 / SEC#: 801-129361
Contact information
Regulatory assets under management
| Total Number of Accounts | 273 |
| AUM (Assets Under Management) | $ 37,380,794 |
Red Flags
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