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Peter J. Coulon

KESTRA ADVISORY SERVICES

Dunbarton, NH

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CRD#: 4276155

Professional summary

Peter John Coulon, who also goes by Peter Coulon, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Dunbarton, New Hampshire and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Coulon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter John Coulon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Dunbarton, NH

Current

September 10, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

BD

CRD#: 42046

Austin, TX

Past

March 13, 2025 - August 1, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Dunbarton, NH

Past

September 15, 2022 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD

CRD#: 39262

PASADENA, CA

Past

September 15, 2022 - August 1, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD

CRD#: 127787

SAN DIEGO, CA

Past

September 15, 2022 - August 1, 2025

SCF SECURITIES, INC.

BD

CRD#: 47275

SAN DIEGO, CA

Past

September 15, 2022 - August 1, 2025

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

HOUSTON, TX

Past

September 15, 2022 - August 1, 2025

CUSO FINANCIAL SERVICES, L.P.

BD

CRD#: 42132

SAN DIEGO, CA

Past

May 10, 2021 - August 1, 2025

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

SYRACUSE, NY

Past

November 30, 2017 - April 28, 2021

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD

CRD#: 145

CONCORD, NH

Past

January 27, 2014 - June 23, 2017

OSAIC FA, INC.

BD

CRD#: 3978

CONCORD, NH

Past

May 11, 2006 - June 23, 2017

OSAIC FS, INC.

BD

CRD#: 3870

CONCORD, NH

Past

April 25, 2003 - May 2, 2005

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

BD

CRD#: 17580

BOSTON, MA

Past

July 27, 2001 - August 13, 2002

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KA

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

New Hampshire
(9/10/2025)

IAR

New Hampshire
(9/10/2025)

RR

Texas
(9/10/2025)

IAR

Texas
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 3/12/2025

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 9/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 2/7/2011

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 7/26/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 9/23/2011

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

KA

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Dunbarton, NH

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