Gary N. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Norman Gordon was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2001. Gary had worked at 5 firms and has passed the Series 63, SIE and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - September 10, 2019
SHARENETT SECURITIES LLC
January 9, 2009 - August 30, 2012
HSBC SECURITIES (USA) INC.
January 1, 2004 - January 12, 2009
FORESIDE DISTRIBUTION SERVICES, L.P.
June 15, 2001 - January 29, 2002
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 14, 2001 - June 15, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHARENETT SECURITIES LLC
CRD#: 151011 / SEC#: , 8-68326
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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