PJ
Peter L. Jackson
SEALY INVESTMENT SECURITIES
Dallas, TX 75225
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CRD#: 4276062
PJ
Professional summary
Peter Lynn Jackson is a registered financial professional currently at SEALY INVESTMENT SECURITIES, LLC located in Dallas, Texas.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Lynn Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2019 - Present
SEALY INVESTMENT SECURITIES, LLC
Office #1: 8401 N. Central Expressway Suite 150, Dallas, TX 75225Office #2: 8401 N. Central Expressway, Suite 150, Dallas, TX 75225BD
CRD#: 300691
Dallas, TX
Past
May 2, 2012 - October 29, 2018
STIRA CAPITAL MARKETS GROUP, LLC
BD
CRD#: 141277
IRVINE, CA
Past
November 14, 2011 - April 20, 2012
KBR CAPITAL MARKETS, LLC
BD
CRD#: 128800
PALO ALTO, CA
Past
December 11, 2004 - April 15, 2011
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
IRVINE, CA
Past
October 5, 2000 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2019)
RR
Alaska(11/13/2019)
RR
Arizona(12/5/2019)
RR
Arkansas(11/15/2019)
RR
California(11/7/2019)
RR
Colorado(11/13/2019)
RR
Connecticut(11/7/2019)
RR
Delaware(11/13/2019)
RR
District of Columbia(12/19/2019)
RR
Florida(10/13/2020)
RR
Georgia(10/21/2019)
RR
Hawaii(11/15/2019)
RR
Idaho(11/13/2019)
RR
Illinois(1/10/2020)
RR
Indiana(11/19/2019)
RR
Iowa(11/13/2019)
RR
Kansas(11/13/2019)
RR
Kentucky(11/13/2019)
RR
Louisiana(11/27/2019)
RR
Maine(12/6/2019)
RR
Maryland(12/19/2019)
RR
Massachusetts(3/5/2020)
RR
Michigan(11/13/2019)
RR
Minnesota(6/10/2020)
RR
Mississippi(11/13/2019)
RR
Missouri(12/20/2019)
RR
Montana(11/13/2019)
RR
Nebraska(12/5/2019)
RR
Nevada(11/21/2019)
RR
New Hampshire(11/13/2019)
RR
New Jersey(11/13/2019)
RR
New Mexico(10/17/2019)
RR
New York(11/14/2019)
RR
North Carolina(11/21/2019)
RR
North Dakota(11/21/2019)
RR
Ohio(10/16/2019)
RR
Oklahoma(11/13/2019)
RR
Oregon(11/13/2019)
RR
Pennsylvania(11/14/2019)
RR
Puerto Rico(8/2/2022)
RR
Rhode Island(11/13/2019)
RR
South Carolina(11/14/2019)
RR
South Dakota(11/8/2019)
RR
Tennessee(2/24/2022)
RR
Texas(11/4/2019)
RR
Utah(10/22/2019)
RR
Vermont(2/10/2020)
RR
Virgin Islands(3/23/2020)
RR
Virginia(12/4/2019)
RR
Washington(12/20/2019)
RR
West Virginia(1/16/2020)
RR
Wisconsin(12/5/2019)
RR
Wyoming(2/20/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SEALY INVESTMENT SECURITIES, LLC
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691 / SEC#: , 8-70340
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Mailing Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Phone number
(714) 812-1668
Established
Georgia since 12/19/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691Dallas, TX 75225TRUST BUT VERIFY
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