MT
Michael P. Traxler
MICHAEL TRAXLER WEALTH MANAGEMENT
New Prague, MN 56071
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CRD#: 4275996
MT
Professional summary
Michael P. Traxler is a registered financial advisor currently at MICHAEL TRAXLER WEALTH MANAGEMENT, LLC located in New Prague, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TEN POINT RANCH. IS INVESTMENT RELATED. 16499 340th Street Montgomery, MN 560691. NATURE OF BUSINESS IS FARMLAND THAT GENERATES INCOME, USED FOR HUNTING. OTHER OUTSIDE INVESTMENTS. POSITION IS OFFICER AND OWNER. STARTED 11-07. APPROX 1 HR/MONTH ON THIS BUSINESS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE BOOKKEEPING AND DECISION MAKING FOR COMPANY // WEALTH MANAGEMENT BUILDING LLC. 222 EAST MAIN ST. NEW PRAGUE, MN 560781. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS COMMERCIAL REAL ESTATE RENTALS. POSITION IS OWNER. STARTING 6-1-11. SPEND APPROX 6 HRS/MONTH ON THIS BUSINESS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE PROPERTY MANAGEMENT AND BOOKKEEPING. Private Partners, LLC; New Prague, MN; a private equity holding company
CRS (Client Relationship Summary) - RIA
Click below to view Michael P. Traxler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2017 - Present
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
Office #1: 222 Main St. E., New Prague, MN 56071RIA
CRD#: 285427
New Prague, MN
Past
October 22, 2007 - January 23, 2017
NATIONS FINANCIAL GROUP, INC.
RIA
CRD#: 44181
NEW PRAGUE, MN
Past
May 9, 2005 - January 23, 2017
NATIONS FINANCIAL GROUP, INC.
BD
CRD#: 44181
NEW PRAGUE, MN
Past
November 21, 2000 - May 12, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MT
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
CRD#: 285427 / SEC#: 801-121539
RIA
Registered Investment Advisory firm - (6/16/2021 Approved)Minnesota
Registered Investment Advisory firm - (8/2/2021 Terminated)Texas
Registered Investment Advisory firm - (6/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/20/2017)
IAR
Texas(3/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MT
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
CRD#: 285427 / SEC#: 801-121539
RIA
Registered Investment Advisory firm - (6/16/2021 Approved)Minnesota
Registered Investment Advisory firm - (8/2/2021 Terminated)Texas
Registered Investment Advisory firm - (6/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 Main St. E., New Prague, MN 56071
Mailing Address
Po Box 181, New Prague, MN 56071
Phone number
(952) 758-8060
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 992 |
| AUM (Assets Under Management) | $ 169,944,366 |
Red Flags
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Company Information
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
CRD#: 285427New Prague, MN 56071TRUST BUT VERIFY
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