Frank S. Smith
Professional summary
Frank Scott Smith is a registered financial professional currently at PACIFIC INVESTMENT SECURITIES CORP. located in Portland, Oregon.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1973. Frank has worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Scott Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 1990 - Present
PACIFIC INVESTMENT SECURITIES CORP.
Office #1: 1837 S Palatine Hill Rd, Portland, OR 97219Office #2: 1837 S Palatine Hill Rd, Portland, OR 97219October 22, 1985 - December 18, 1990
BAYVIEW SECURITIES INC.
January 28, 1985 - December 6, 1985
GENERAL AMERICAN SECURITIES, INC.
May 6, 1981 - December 27, 1984
OMEGA NORTHWEST, INC.
October 16, 1975 - June 10, 1981
MARQUAM CAPITAL CORPORATION
September 2, 1975 - November 8, 1975
BIRR, WILSON & CO., INC.
November 5, 1974 - August 31, 1975
MARQUAM CAPITAL CORPORATION
November 7, 1973 - November 15, 1974
DON SLOAN & CO
October 2, 1973 - December 19, 1973
GRIFFON MAY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/1991)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 9/28/1973
Registered Representative ExaminationFINRA
Current Firm
PACIFIC INVESTMENT SECURITIES CORP.
CRD#: 16339 / SEC#: , 8-33746
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
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