Jacqueline A. Di Paola
Professional summary
Jacqueline Ann Di Paola, who also goes by Jacqueline Di Paola, Jackie Dipaola, is a registered financial professional currently at CF GLOBAL TRADING, LLC located in New York, New York and ABG, LLC located in New York, New York.
Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 2000. Jacqueline has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Ann Di Paola's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2009 - Present
CF GLOBAL TRADING, LLC
Office #1: 601 Lexington Avenue Floor 29, New York, NY 10022October 2, 2017 - Present
ABG, LLC
Office #1: 725 Fifth Avenue 24th Floor, New York, NY, 10022November 18, 2015 - June 1, 2018
MOSAIC CAPITAL, LLC
September 16, 2008 - November 7, 2008
CF GLOBAL TRADING, LLC
September 20, 2007 - June 4, 2008
CIC MARKET SOLUTIONS, INC.
October 26, 2000 - September 20, 2007
AKROS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2009)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Current Firm
ABG, LLC
CRD#: 167190 / SEC#: , 8-69247
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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