Timothy D. Gallagher

VITA PLANNING GROUP LLC

Vancouver, WA 98684-3514

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CRD#: 4275580

Professional summary

Timothy Daniel Gallagher is a registered financial advisor currently at VITA PLANNING GROUP LLC located in Vancouver, Washington.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Timothy has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Vita Insurance Associates, Inc., Mountain View CA. Insurance. Start Date 05/2017. Firm provides Insurance sales; and/ or Account Executive. Spends 95% associated with this OBA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Daniel Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2021 - Present

VITA PLANNING GROUP LLC

Office #1: 312 Se Stonemill Drive Suite 160, Vancouver, WA 98684-3514

RIA

CRD#: 312323

Vancouver, WA

Past

August 6, 2020 - July 1, 2021

AE FINANCIAL SERVICES, LLC

CRD#: 298608

Mountain View, CA

Past

May 17, 2018 - April 14, 2021

LIBERTY WEALTH MANAGEMENT, LLC

RIA

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VITA PLANNING GROUP LLC

VITA PLANNING GROUP | VITA PLANNING GROUP LLC

CRD#: 312323 / SEC#: 801-120369

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/7/2021)

IAR

Texas
(2/1/2023)

IAR

Washington
(4/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2000

General Securities Representative Examination

Current Firm

VITA PLANNING GROUP LLC

VITA PLANNING GROUP | VITA PLANNING GROUP LLC

CRD#: 312323 / SEC#: 801-120369

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

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Contact information

Main Address

312 Se Stonemill Drive Suite 160, Vancouver, WA 98684-3514

Mailing Address

Phone number

(650) 567-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 64,612,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy D. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Daniel Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

LIBERTY WEALTH MANAGEMENT, LLC

LIBERTY GROUP, LLC

LIBERTY GROUP, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

VITA PLANNING GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2001

Series 63

Date: 12/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2000

Current Firm

VITA PLANNING GROUP LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VITA PLANNING GROUP LLC

TRUST BUT VERIFY

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