Maryjane Stockslader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryjane Stockslader, who also goes by Maryjane Schmidt, was a registered financial professional .
Maryjane is a previously registered financial professional and started their career in finance in 2001. Maryjane had worked at 6 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2006 - May 31, 2016
1ST GLOBAL CAPITAL CORP.
February 2, 2006 - October 19, 2006
HSBC SECURITIES (USA) INC.
January 11, 2005 - February 15, 2005
SAGE, RUTTY & CO., INC.
March 14, 2003 - January 10, 2005
LPL FINANCIAL LLC
June 15, 2001 - December 31, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 30, 2001 - June 15, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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