James J. Minisall

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CRD#: 4275397

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James John Minisall III was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2000. James had worked at 10 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 3, 2017 - July 26, 2018

NYE WEALTH MANAGEMENT LLC

RIA

CRD#: 170415

HUDSON, OH

Past

March 31, 2016 - March 2, 2017

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

BEACHWOOD, OH

Past

March 28, 2016 - April 12, 2017

LPL FINANCIAL LLC

CRD#: 6413

BEACHWOOD, OH

Past

August 28, 2015 - November 10, 2015

REDWOOD FINANCIAL NETWORK

RIA

CRD#: 157834

SOLON, OH

Past

July 29, 2015 - December 22, 2015

LPL FINANCIAL LLC

CRD#: 6413

SOLON, OH

Past

January 21, 2014 - February 20, 2015

REVISOR WEALTH MANAGEMENT LLC

RIA

CRD#: 169814

SOLON, OH

Past

August 17, 2011 - October 31, 2014

INDEPENDENCE CAPITAL CO., INC.

RIA

CRD#: 24723

SOLON, OH

Past

August 16, 2011 - October 31, 2014

INDEPENDENCE CAPITAL CO., INC.

CRD#: 24723

SOLON, OH

Past

April 7, 2011 - August 22, 2011

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

May 11, 2006 - April 1, 2011

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BEACHWOOD, OH

Past

February 26, 2004 - March 30, 2006

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

HUDSON, OH

Past

January 29, 2002 - March 30, 2006

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

October 23, 2000 - December 31, 2001

WRP INVESTMENTS, INC.

CRD#: 7365

YOUNGSTOWN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NYE WEALTH MANAGEMENT LLC

NYE WEALTH MANAGEMENT LLC | OHANIAN, LISA L.

CRD#: 170415 / SEC#: 801-132608

RIA

Registered Investment Advisory firm - (4/29/2025 Approved)

Florida

Registered Investment Advisory firm - (4/30/2025 Terminated)

Ohio

Registered Investment Advisory firm - (4/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 4/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2000

General Securities Representative Examination

Current Firm

NYE WEALTH MANAGEMENT LLC

NYE WEALTH MANAGEMENT LLC | OHANIAN, LISA L.

CRD#: 170415 / SEC#: 801-132608

RIA

Registered Investment Advisory firm - (4/29/2025 Approved)

Florida

Registered Investment Advisory firm - (4/30/2025 Terminated)

Ohio

Registered Investment Advisory firm - (4/30/2025 Terminated)

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Contact information

Main Address

85 South Main Street, Hudson, OH 44236

Mailing Address

Phone number

(330) 656-0007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/30/2025)

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 106,837,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James J. Minisall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

REDWOOD FINANCIAL NETWORK

LPL FINANCIAL LLC

REVISOR WEALTH MANAGEMENT LLC

INDEPENDENCE CAPITAL CO., INC.

INDEPENDENCE CAPITAL CO., INC.

APW CAPITAL, INC.

CETERA WEALTH SERVICES, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

WRP INVESTMENTS, INC.

Primary Firm SEC Registration

NYE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

SIE

Date: 4/12/2017

Series 7

Date: 10/21/2000

Current Firm

NYE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NYE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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