Christine L. Washington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Louise Washington, who also goes by Christa L Wings, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2002. Christine had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2013 - May 25, 2016
LTC INVESTMENT SERVICES, INC.
June 9, 2010 - September 5, 2012
VOYA FINANCIAL PARTNERS, LLC
February 27, 2007 - May 11, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
January 1, 2004 - January 11, 2007
CETERA ADVISORS LLC
September 19, 2002 - January 1, 2004
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LTC INVESTMENT SERVICES, INC.
CRD#: 23750 / SEC#: , 8-40705
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT BERIAULT HOLDINGS, INC. | PARENT CORPORATION | |
| BERIAULT, ROBERT HARVEY | BOARD MEMBER, TREASURER, ASSISTANT SECRETARY | |
| PIERCE, BOBBIE JEAN | GENERAL SECURITIES PRINCIPAL | 1011848 |
| SMITH, KATHLEEN MARIE | VICE PRESIDENT | 2190360 |
| WILLIAMS, BRICE JAMES | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL, GENERAL SECURITIES PRINCIPAL | 2663962 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
