Andrew H. Schaffernoth

ALTA CAPITAL MANAGEMENT LLC

GLEN ALLEN, VA 23059

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CRD#: 4275015

Professional summary

Andrew Harvin Schaffernoth is a registered financial advisor currently at ALTA CAPITAL MANAGEMENT LLC located in Glen Allen, Virginia.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrew has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Harvin Schaffernoth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2006 - Present

ALTA CAPITAL MANAGEMENT LLC

Office #1: 5231 Hickory Park Dr Suite A, Glen Allen, VA 23059

RIA

CRD#: 106786

GLEN ALLEN, VA

Past

July 6, 2004 - December 12, 2005

INVIEW INVESTMENTS

RIA

CRD#: 126876

MIDLOTHIAN, VA

Past

January 2, 2003 - July 18, 2006

CHESAPEAKE INVESTMENT MARKETING

RIA

CRD#: 124167

MIDLOTHIAN, VA

Past

October 26, 2000 - May 29, 2002

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTA CAPITAL MANAGEMENT LLC

CRD#: 106786 / SEC#: 801-50778

RIA

Registered Investment Advisory firm - (12/11/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/12/2006)

IAR

California
(7/20/2006)

IAR

Florida
(10/2/2006)

IAR

Georgia
(9/5/2007)

IAR

Idaho
(7/20/2006)

IAR

Montana
(7/20/2006)

IAR

Nevada
(7/24/2006)

IAR

New Jersey
(7/25/2006)

IAR

Oregon
(7/20/2006)

IAR

Texas
(7/24/2006)

IAR

Utah
(7/20/2006)

IAR

Virginia
(6/26/2014)

IAR

Washington
(7/21/2006)

IAR

Wisconsin
(7/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/31/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2000

General Securities Representative Examination

Current Firm

ALTA CAPITAL MANAGEMENT LLC

CRD#: 106786 / SEC#: 801-50778

RIA

Registered Investment Advisory firm - (12/11/1995 Approved)

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Contact information

Main Address

6440 South Wasatch Blvd Suite 260, Salt Lake City, UT 84121

Mailing Address

Phone number

(801) 274-6010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTA CAPITAL ADV PART 2 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,354
AUM (Assets Under Management)	$ 1,788,897,170

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/12/2025	Cover Page	Report
07/02/2024	Cover Page	Report
05/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew H. Schaffernoth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Harvin Schaffernoth's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVIEW INVESTMENTS

CHESAPEAKE INVESTMENT MARKETING

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

ALTA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2002

Series 63

Date: 10/31/2000

Series 7

Date: 10/25/2000

Current Firm

ALTA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALTA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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