Elliott K. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott Keith Bowman was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 2001. Elliott had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2006 - December 31, 2017
EKB FINANCIAL
November 20, 2002 - June 21, 2007
PLANMEMBER SECURITIES CORPORATION
November 20, 2002 - June 21, 2007
PLANMEMBER SECURITIES CORPORATION
February 26, 2002 - October 16, 2002
BRECEK & YOUNG ADVISORS, INC.
March 22, 2001 - October 16, 2002
BRECEK & YOUNG ADVISORS, INC.
January 3, 2001 - March 6, 2001
DONAHUE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EKB FINANCIAL
CRD#: 139174 / SEC#:
Contact information
Red Flags
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