JZ
John Zimmermann
AMERICAN CENTURY INVESTMENT SERVICES
New York, NY 10017
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CRD#: 4274628
JZ
Professional summary
John Zimmermann, who also goes by John Cardinal Zimmermann, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Cardinal Zimmermann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Zimmermann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2018 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017BD
CRD#: 17437
New York, NY
Past
June 14, 2010 - May 15, 2018
PERELLA WEINBERG PARTNERS LP
BD
CRD#: 138618
NEW YORK, NY
Past
July 23, 2008 - April 1, 2010
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
JERICHO, NY
Past
December 5, 2003 - January 23, 2004
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
March 1, 2002 - December 5, 2003
ABN AMRO INCORPORATED
BD
CRD#: 15776
STAMFORD, CT
Past
September 12, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
BD
CRD#: 6540
NEW YORK, NY
Past
February 27, 2001 - September 6, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 22, 2000 - March 15, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2020)
RR
Alaska(3/31/2020)
RR
Arizona(4/3/2020)
RR
Arkansas(3/31/2020)
RR
California(4/1/2020)
RR
Colorado(4/1/2020)
RR
Connecticut(4/1/2020)
RR
Delaware(4/3/2020)
RR
District of Columbia(4/9/2020)
RR
Florida(4/1/2020)
RR
Georgia(4/6/2020)
RR
Hawaii(4/8/2020)
RR
Idaho(4/1/2020)
RR
Illinois(4/9/2020)
RR
Indiana(4/7/2020)
RR
Iowa(4/2/2020)
RR
Kansas(4/2/2020)
RR
Kentucky(3/31/2020)
RR
Louisiana(4/1/2020)
RR
Maine(4/1/2020)
RR
Maryland(4/1/2020)
RR
Massachusetts(4/1/2020)
RR
Michigan(4/2/2020)
RR
Minnesota(4/1/2020)
RR
Mississippi(4/1/2020)
RR
Missouri(5/31/2018)
RR
Montana(4/1/2020)
RR
Nebraska(4/1/2020)
RR
Nevada(4/8/2020)
RR
New Hampshire(4/2/2020)
RR
New Jersey(3/31/2020)
RR
New Mexico(4/1/2020)
RR
New York(6/1/2018)
RR
North Carolina(4/1/2020)
RR
North Dakota(4/6/2020)
RR
Ohio(3/31/2020)
RR
Oklahoma(3/31/2020)
RR
Oregon(4/2/2020)
RR
Pennsylvania(4/1/2020)
RR
Rhode Island(4/3/2020)
RR
South Carolina(4/2/2020)
RR
South Dakota(4/2/2020)
RR
Tennessee(4/1/2020)
RR
Texas(4/3/2020)
RR
Utah(4/1/2020)
RR
Vermont(4/1/2020)
RR
Virginia(4/1/2020)
RR
Washington(3/31/2020)
RR
West Virginia(4/1/2020)
RR
Wisconsin(3/31/2020)
RR
Wyoming(3/31/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
