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EH

Eric S. Holt

BOK FINANCIAL PRIVATE WEALTH
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 4274535
EH

Professional summary

Eric Scott Holt is a registered financial advisor currently at BOK FINANCIAL PRIVATE WEALTH, INC. located in Scottsdale, Arizona.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Eric has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Holt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 26, 2018 - Present

BOK FINANCIAL PRIVATE WEALTH, INC.

Office #1: 16767 North Perimeter Drive Suite 200, Scottsdale, AZ 85260Office #2: 1600 Broadway Suite 1460, Denver, CO 80202
RIA
CRD#: 106733
Scottsdale, AZ
Past

June 8, 2018 - December 6, 2018

7258 WEALTH MANAGEMENT, INC.

RIA
CRD#: 297110
Denver, CO
Past

April 6, 2015 - June 11, 2018

ARAX ADVISORY PARTNERS

RIA
CRD#: 133535
DENVER, CO
Past

January 8, 2008 - April 1, 2015

BESSEMER INVESTOR SERVICES, INC.

BD
CRD#: 17442
NEW YORK, NY
Past

May 17, 2005 - November 27, 2007

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
DENVER, CO
Past

March 30, 2005 - November 27, 2007

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
DENVER, CO
Past

February 12, 2003 - July 10, 2003

CARNICK & COMPANY, INCORPORATED

RIA
CRD#: 112464
COLORADO SPRIINGS, CO
Past

October 17, 2000 - April 1, 2002

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH

CRD#: 106733 / SEC#: 801-51401

RIA
Registered Investment Advisory firm - (3/6/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(9/27/2021)
IAR
California
(2/6/2020)
IAR
Colorado
(10/26/2018)
IAR
Nebraska
(10/30/2018)
IAR
Oklahoma
(8/4/2023)
IAR
Texas
(10/26/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/1/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/19/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/12/2010
General Securities Principal Examination

Current Firm

BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH

CRD#: 106733 / SEC#: 801-51401

RIA
Registered Investment Advisory firm - (3/6/1996 Approved)
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Contact information

Main Address
1600 Broadway 4th Floor, Denver, CO 80202
Mailing Address
Phone number
(303) 539-0100
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts2,179
AUM (Assets Under Management)$ 3,185,223,176

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2025
Cover Page
Report
12/18/2024
Cover Page
Report
08/25/2023
Cover Page
Report
09/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733Scottsdale, AZ 85260

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