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Frank J. Coppola

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CRD#: 4274509
FC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank Joseph Coppola, who also goes by Frank Joseph Coppola Jr., was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 2001. Frank had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Frank Joseph Coppola Jr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 5, 2019 - August 8, 2019

FIRST STANDARD FINANCIAL ADVISORY

RIA
CRD#: 172743
RED BANK, NJ
Past

December 17, 2018 - August 19, 2019

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
RED BANK, NJ
Past

October 3, 2006 - July 31, 2008

MERCER CAPITAL LTD.

BD
CRD#: 104012
NEW YORK, NY
Past

August 23, 2006 - September 29, 2006

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
STATEN ISLAND, NY
Past

July 25, 2006 - August 18, 2006

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
STATEN ISLAND, NY
Past

January 3, 2006 - June 13, 2006

SAMCO FINANCIAL SERVICES, INC.

BD
CRD#: 30108
STATEN ISLAND, NY
Past

July 11, 2005 - January 5, 2006

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

July 20, 2004 - July 18, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

December 12, 2001 - August 3, 2004

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/19/2019
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FS
FIRST STANDARD FINANCIAL ADVISORY
FIRST STANDARD FINANCIAL ADVISORY | FIRST STANDARD FINANCIAL ADVISORY, LLC

CRD#: 172743 / SEC#:

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Contact information


Main Address
21 E Front Street, Red Bank, NJ 07701
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST STANDARD FINANCIAL ADVISORY

CRD#: 172743

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