Jordan A. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Adam Weiss was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2000. Jordan had worked at 9 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2014 - January 23, 2015
MIURA CAPITAL, LLC
May 19, 2011 - December 16, 2013
REVERE SECURITIES LLC
January 3, 2011 - May 11, 2011
GFI SECURITIES LLC
January 11, 2010 - August 23, 2010
BGC FINANCIAL, L.P.
January 6, 2006 - January 13, 2010
PALI CAPITAL, INC.
September 8, 2004 - March 16, 2005
SCHONFELD SECURITIES, LLC
June 11, 2002 - September 6, 2002
BROADWAY TRADING, LLC
November 6, 2000 - March 26, 2001
IDS LIFE INSURANCE COMPANY
November 6, 2000 - March 26, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/26/2011
Limited Representative-Equity Trader ExamCurrent Firm
MIURA CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
Contact information
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
