SL
Scott R. Luecke
PROSPERITY CAPITAL ADVISORS
SCHERERVILLE, IN 46375
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CRD#: 4274416
SL
Professional summary
Scott R Luecke, who also goes by Scott Randall Luecke, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Schererville, Indiana and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Randall Luecke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF BUSINESS:HAMMER FINANCIAL GROUP, 222 INDIANAPOLIS BLVD. SUITE 201, SCHERERVILLE, IN 46375. 219-864-8266 X12. EMAIL:SCOTT.LUECKE@HAMMERFINANCIALGROUP.COM. THIS IS A CORPORATION. NATURE OF BUSINESS:SALE OF FIXED PRODUCTS, TAX PREPARATION, MEDICARE SUPPLEMENTS. IS THIS BUSINESS INVESTMENT RELATED:YES. TITLE:FINANCIAL ADVISOR. DUTIES:ASSESS FINANCIAL GOALS AND NEEDS, REVIEWS, FIXED PRODUCT SALES. APPROX. # OF HOURS PER MONTH DEVOTED TO THIS ACTIVITY:20. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:20. DATE STARTED:1/2005. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:COMMISSIONS. 2. PROSPERITY CAPITAL ADVISORS, 25651 DETROIT ROAD S-210 WESTLAKE, OH, 888-240-0064, EMAIL:SCOTT.LUECKE@HAMMERFINANCIALGROUP.COM, THIS BUSINESS IS AN RIA. NATURE OF BUSINESS:INVESTMENT. INVESTMENT RELATED:YES. TITLE:IAR. DUTIES:ADVISE ON AND SELL ADVISORY PORTFOLIOS. APPROX # OF HOURS PER MONTH DEVOTED TO THIS ACTIVITY:120. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:120. DATE STARTED:11/8/2012. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:ADVISORY FEES FROM PORTFOLIOS. 3. NAME OF BUSINESS:CLARITY 2 PROSPERITY ADVISORY GROUP, 25651 DETROIT ROAD SUITE 210 WESTLAKE. OH 44145, 888-240-0064, EMAIL: SCOTT.LUECKE@HAMMERFINANCIALGROUP.COM, THIS IS AN FMO. NATURE OF BUSINESS:MARKETING AND FIXED INSURANCE PRODUCTS. INVESTMENT RELATED:YES, TITLE:ADVISOR. DUTIES:MAINLY SERVICING OF CURRENT FIXED CLIENT CONTRACTS. APPROX # OF HOURS PER MONTH DEVOTED TO THIS ACTIVITY:10. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:10. DATE STARTED:10/2012. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:COMMISSIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott R Luecke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2012 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 222 Indianapolis Blvd Suite 201, Schererville, IN 46375RIA
CRD#: 156480
SCHERERVILLE, IN
Current
November 1, 2020 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
November 9, 2012 - November 2, 2020
MERCAP SECURITIES, LLC
BD
CRD#: 156607
SCHERERVILLE, IN
Past
October 3, 2011 - November 6, 2012
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
SCHAUMBURG, IL
Past
October 3, 2011 - November 6, 2012
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
SCHEREVILLE, IN
Past
July 7, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
RIA
CRD#: 31898
SCHERERVILLE, IN
Past
November 10, 2006 - September 30, 2011
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
SCHERERVILLE, IN
Past
October 26, 2005 - November 9, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
SCHERERVILLE, IN
Past
January 20, 2005 - November 3, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SCHERERVILLE, IN
Past
April 12, 2002 - January 12, 2005
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
February 6, 2001 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/1/2020)
RR
Arizona(11/1/2020)
RR
Florida(11/1/2020)
IAR
Illinois(11/14/2012)
RR
Illinois(11/1/2020)
IAR
Indiana(11/14/2012)
RR
Indiana(11/1/2020)
IAR
Kentucky(6/6/2013)
RR
Ohio(11/1/2020)
RR
South Carolina(11/1/2020)
RR
Texas(11/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
