David B. Mandell

OJM GROUP

FORT LAUDERDALE, FL 33301

Some features on this profile are disabled

CRD#: 4274252

Professional summary

David Bruce Mandell is a registered financial advisor currently at OJM GROUP, LLC located in Fort Lauderdale, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 4 firms and has passed the Series 63, Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PUBLIC SPEAKING, PUBLICATIONS, CO-AUTHORING BOOKS. TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR, BUT USUALLY ACCOUNTS FOR UP TO A FEW HOURS PER WEEK AND GENERALLY NOT DURING MARKET HOURS. PRACTICING LAW IN THE AREAS OF CORPORATE FORMATION AND ASSET PROTECTION, THROUGH THE ENTITY THE LAW OFFICE OF DAVID B. MANDELL, PC. TIME SPENT ON THIS ACTIVITY IS TYPICALLY LESS THAN 5 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bruce Mandell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2008 - Present

OJM GROUP, LLC

Office #1: 401 Las Olas Boulevard Suite 1400, Fort Lauderdale, FL 33301

RIA

CRD#: 119850

FORT LAUDERDALE, FL

Past

December 13, 2005 - October 26, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

NEW YORK, NY

Past

September 30, 2002 - January 20, 2004

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

January 5, 2001 - May 1, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/14/2012)

IAR

Ohio
(10/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/4/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/26/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 1/4/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8044 Montgomery Road Suite 440, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 791-7525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OJM GROUP- INTELLIGENT PORTFOLIOS ADV PART 2A (3/20/2025)

OJM GROUP- ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,795
AUM (Assets Under Management)	$ 803,278,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David B. Mandell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bruce Mandell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OJM GROUP, LLC

NATIONAL PLANNING CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

OJM GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/4/2001

Series 66

Date: 2/26/1999

Series 6

Date: 1/4/2001

Current Firm

OJM GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OJM GROUP, LLC

TRUST BUT VERIFY

Similar Advisors