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David Wayne Morley

CETERA INVESTMENT ADVISERS
Enid, OK
·CRD# 4274215·26 years experience

Professional Summary

David Wayne Morley is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Enid, Oklahoma and CETERA WEALTH SERVICES, LLC located in Enid, Oklahoma. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1. Enid, OK2. 5613 N Oakwood Rd, Enid, OK 73703
June 29, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
5613 N Oakwood Rd, Enid, OK 73703
December 15, 2021 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
El Segundo, CA
December 15, 2021 - June 29, 2023
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Enid, OK
September 16, 2013 - December 20, 2021
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Enid, OK
September 16, 2013 - December 20, 2021
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Enid, OK
December 9, 2002 - October 3, 2013
FSC SECURITIES CORPORATION·CRD# 7461
BD
Enid, OK
March 2, 2001 - October 3, 2013
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
October 6, 2000 - March 20, 2001

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2002 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PERSONALLY LICENSED BUT HAVE NOT UTILIZED OR SOLD ANY PRODUCTS IN SEVERAL YEARS. DO NOT PLAN ON DOING SO IN THE FUTURE. SALES OF LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: SELECT WEALTH MANAGEMENT, PC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND CONSULTING SERVICES 3. NAME OF OTHER BUSINESS: FIRST BAPTIST CHURCH, ENID OK INVESTMENT RELATED: NO ADDRESS: 401 W MAINE, ENID, OK 73701 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 11/2013 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TREASURER FOR THE ORGANIZATION, REVIEW FINANCIALS AND PRESENT TO THE CHURCH AT QUARTERLY BUSINESS MEETINGS, SIGN CHECKS WITH 2 SIGNATURES REQUIRED; 4. NAME OF OTHER BUSINESS: TRUSTEE FOR VARIOUS INDIVIDUALS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE RELATIONSHIPS START DATE: 2010, 2012, 2017, 2020 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: TRUSTEE DUTIES INCLUDE MANAGEMENT OF BUSINESS VENTURES OWNED BY THE VARIOUS TRUSTS AND ASSISTING PRIMARY TRUSTEE WITH CERTAIN TRUSTS; 5. NAME OF OTHER BUSINESS: CHAMPLIN EXPLORATION, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: OIL & GAS PRODUCTION START DATE: 6/1986 POSITION/TITLE/RELATIONSHIP: CFO APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER, I SUPERVISE ACCOUNTING STAFF, REVIEW OVERALL OPERATIONS, DISCUSSIONS WITH COO WHO IS A PETROLEUM ENGINEER. THE COMPANY IS OWNED BY THE CHAMPLIN FAMILY AND PARTICIPATES IN THE DRILLING OF O&G WELLS AND THEIR OPERATIONS; 6. NAME OF OTHER BUSINESS: DJM INVESTMENTS, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: THIS COMPANY INVESTS IN THE DRILLING OF O&G WELLS ALONGSIDE THOSE OF CHAMPLIN EXPLORATION, INC. DJM IS ALLOWED TO PARTICIPATE UP TO 1% OF THE DRILLING ACTIVITY. START DATE: 6/1986 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MAKE DECISION WHETHER TO PARTICIPATE IN THE DRILLING OF O&G WELLS AS OPPORTUNITIES ARE PRESENTED; 7. NAME OF OTHER BUSINESS: SELECT WEALTH MANAGEMENT, PC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INVESTMENT ADVISOR - DBA FOR SECURITIES BUSINESS START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PRESIDENT;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(12/15/2021)
RR
Georgia
(12/15/2021)
RR
Indiana
(1/30/2024)
RR
Kansas
(1/26/2022)
RR
Missouri
(1/19/2023)
RR
North Carolina
(12/21/2021)
RR
Oklahoma
(12/15/2021)
IAR
Oklahoma
(6/29/2023)
RR
Texas
(12/15/2021)
IAR
Texas
(6/29/2023)
RR
Virginia
(12/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Morley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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