DM
David W. Morley
CETERA INVESTMENT ADVISERS LLC
ENID, OK 73703
Some features on this profile are disabled
CRD#: 4274215
DM
Professional summary
David Wayne Morley is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Enid, Oklahoma and CETERA WEALTH SERVICES, LLC located in Enid, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2002 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PERSONALLY LICENSED BUT HAVE NOT UTILIZED OR SOLD ANY PRODUCTS IN SEVERAL YEARS. DO NOT PLAN ON DOING SO IN THE FUTURE. SALES OF LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: SELECT WEALTH MANAGEMENT, PC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND CONSULTING SERVICES 3. NAME OF OTHER BUSINESS: FIRST BAPTIST CHURCH, ENID OK INVESTMENT RELATED: NO ADDRESS: 401 W MAINE, ENID, OK 73701 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 11/2013 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TREASURER FOR THE ORGANIZATION, REVIEW FINANCIALS AND PRESENT TO THE CHURCH AT QUARTERLY BUSINESS MEETINGS, SIGN CHECKS WITH 2 SIGNATURES REQUIRED; 4. NAME OF OTHER BUSINESS: TRUSTEE FOR VARIOUS INDIVIDUALS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE RELATIONSHIPS START DATE: 2010, 2012, 2017, 2020 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: TRUSTEE DUTIES INCLUDE MANAGEMENT OF BUSINESS VENTURES OWNED BY THE VARIOUS TRUSTS AND ASSISTING PRIMARY TRUSTEE WITH CERTAIN TRUSTS; 5. NAME OF OTHER BUSINESS: CHAMPLIN EXPLORATION, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: OIL & GAS PRODUCTION START DATE: 6/1986 POSITION/TITLE/RELATIONSHIP: CFO APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER, I SUPERVISE ACCOUNTING STAFF, REVIEW OVERALL OPERATIONS, DISCUSSIONS WITH COO WHO IS A PETROLEUM ENGINEER. THE COMPANY IS OWNED BY THE CHAMPLIN FAMILY AND PARTICIPATES IN THE DRILLING OF O&G WELLS AND THEIR OPERATIONS; 6. NAME OF OTHER BUSINESS: DJM INVESTMENTS, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: THIS COMPANY INVESTS IN THE DRILLING OF O&G WELLS ALONGSIDE THOSE OF CHAMPLIN EXPLORATION, INC. DJM IS ALLOWED TO PARTICIPATE UP TO 1% OF THE DRILLING ACTIVITY. START DATE: 6/1986 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MAKE DECISION WHETHER TO PARTICIPATE IN THE DRILLING OF O&G WELLS AS OPPORTUNITIES ARE PRESENTED; 7. NAME OF OTHER BUSINESS: SELECT WEALTH MANAGEMENT, PC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INVESTMENT ADVISOR - DBA FOR SECURITIES BUSINESS START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PRESIDENT;
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Morley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5613 N Oakwood Rd, Enid, OK 73703RIA
CRD#: 105644
ENID, OK
Current
December 15, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5613 N Oakwood Rd, Enid, OK 73703BD
CRD#: 13572
Enid, OK
Past
December 15, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 16, 2013 - December 20, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Enid, OK
Past
September 16, 2013 - December 20, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Enid, OK
Past
December 9, 2002 - October 3, 2013
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
ENID, OK
Past
March 2, 2001 - October 3, 2013
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ENID, OK
Past
October 6, 2000 - March 20, 2001
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/15/2021)
RR
Georgia(12/15/2021)
RR
Indiana(1/30/2024)
RR
Kansas(1/26/2022)
RR
Missouri(1/19/2023)
RR
North Carolina(12/21/2021)
RR
Oklahoma(12/15/2021)
IAR
Oklahoma(6/29/2023)
RR
Texas(12/15/2021)
IAR
Texas(6/29/2023)
RR
Virginia(12/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Enid, OK 73703TRUST BUT VERIFY
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