Jennifer L. Grunberg

ALLSPRING FUNDS MANAGEMENT

New Canaan, CT

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CRD#: 4273956

Professional summary

Jennifer Lea Grunberg, who also goes by Jennifer L Grunberg, Jennifer Lea Grunberg Ms., Jennifer Lea Grunberg, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in New Canaan, Connecticut and ALLSPRING FUNDS DISTRIBUTOR, LLC located in New York, New York.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jennifer has worked at 9 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer L Grunberg | Jennifer Lea Grunberg Ms. | Jennifer Lea Grunberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Boy Scouts of America - Pack 7 Treasurer; New Canaan, CT; beginning Sept 2019; 2 hours per month - no time devoted during normal securities trading hours-October 23, 2022 this OBA ceased. No longer the treasurer for Boy Scouts of America-Pack 7.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lea Grunberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2022 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #2: 330 Madison Avenue, New York, NY 10017

RIA

CRD#: 110841

New Canaan, CT

Current

December 6, 2022 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 330 Madison Avenue 35th Floor, New York, NY 10017

CRD#: 133366

New York, NY

Past

August 10, 2018 - January 12, 2022

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

August 10, 2018 - January 12, 2022

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

February 16, 2017 - July 28, 2017

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC

RIA

CRD#: 105820

NEW YORK, NY

Past

May 30, 2007 - June 25, 2018

SCHRODER FUND ADVISORS LLC

CRD#: 24129

NEW YORK, NY

Past

December 12, 2003 - December 16, 2005

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

STAMFORD, CT

Past

December 12, 2003 - December 16, 2005

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

September 11, 2001 - December 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STAMFORD, CT

Past

November 14, 2000 - December 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(12/6/2022)

IAR

Connecticut
(12/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

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Contact information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Mailing Address

Phone number

(833) 568-4255

Established

Firm type

Fiscal year end

# of Employees

519

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	12,065
AUM (Assets Under Management)	$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Grunberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lea Grunberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC

SCHRODER FUND ADVISORS LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALLSPRING FUNDS MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2000

Series 24

Date: 7/23/2007

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

TRUST BUT VERIFY

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