Michael J. Kelnosky

CONFLUENCE INVESTMENT MANAGEMENT LLC

Webster Groves, MO 63119

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CRD#: 4273896

Professional summary

Michael James Kelnosky JR. is a registered financial advisor currently at CONFLUENCE INVESTMENT MANAGEMENT LLC located in Webster Groves, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Kelnosky JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2020 - Present

CONFLUENCE INVESTMENT MANAGEMENT LLC

Office #1: 20 Allen Avenue Suite 330, Webster Groves, MO 63119

RIA

CRD#: 146019

Webster Groves, MO

Past

June 24, 2016 - July 21, 2020

TORTOISE CREDIT STRATEGIES, LLC

RIA

CRD#: 277046

Aurora, IL

Past

January 13, 2011 - June 21, 2016

BRADFORD & MARZEC, LLC

RIA

CRD#: 105654

LOS ANGELES, CA

Past

February 1, 2010 - September 30, 2010

UHLMANN PRICE SECURITIES, LLC

CRD#: 42854

SKOKIE, IL

Past

July 5, 2001 - November 20, 2007

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

NAPERVILLE, IL

Past

October 13, 2000 - February 21, 2008

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONFLUENCE INVESTMENT MANAGEMENT LLC

CONFLUENCE CAPITAL MANAGEMENT LLC | CONFLUENCE INVESTMENT MANAGEMENT LLC | CONFLUENCE INVESTMENT ADVISORS LLC

CRD#: 146019 / SEC#: 801-68723

RIA

Registered Investment Advisory firm - (1/10/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2007

General Securities Principal Examination

Current Firm

CONFLUENCE INVESTMENT MANAGEMENT LLC

CONFLUENCE CAPITAL MANAGEMENT LLC | CONFLUENCE INVESTMENT MANAGEMENT LLC | CONFLUENCE INVESTMENT ADVISORS LLC

CRD#: 146019 / SEC#: 801-68723

RIA

Registered Investment Advisory firm - (1/10/2008 Approved)

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Contact information

Main Address

20 Allen Avenue, Ste 300, Saint Louis, MO 63119

Mailing Address

Phone number

(314) 743-5090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONFLUENCE DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	16,134
AUM (Assets Under Management)	$ 7,251,904,123

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Kelnosky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Kelnosky JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

TORTOISE CREDIT STRATEGIES, LLC

BRADFORD & MARZEC, LLC

UHLMANN PRICE SECURITIES, LLC

CALAMOS ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

Primary Firm SEC Registration

CONFLUENCE INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2001

Series 63

Date: 10/13/2000

Series 7

Date: 4/9/2002

Series 6

Date: 10/12/2000

Series 24

Date: 3/6/2007

Current Firm

CONFLUENCE INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONFLUENCE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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