Scott H. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Hammond Miller was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - May 29, 2020
JACKSON ROSKELLEY WEALTH ADVISORS, INC.
August 31, 2016 - January 12, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 8, 2016 - January 12, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 15, 2010 - April 29, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 22, 2010 - April 3, 2017
JACKSON ROSKELLEY WEALTH ADVISORS, INC.
September 24, 2010 - April 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 28, 2002 - October 4, 2010
HORNOR, TOWNSEND & KENT, LLC
November 24, 2000 - October 4, 2010
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JACKSON ROSKELLEY WEALTH ADVISORS, INC.
CRD#: 116530 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
