Stacy Strozier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Strozier, who also goes by Stacy Marvel Strozier, Stacy Marvell Strozier, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 2000. Stacy had worked at 8 firms and has passed the Series 66, SIE, Series 56, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - October 20, 2015
T3 TRADING GROUP, LLC
October 7, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
March 10, 2006 - February 14, 2012
E*TRADE SECURITIES LLC
October 13, 2004 - May 24, 2005
FSC SECURITIES CORPORATION
April 15, 2003 - February 5, 2004
WADDELL & REED
April 8, 2003 - February 5, 2004
WADDELL & REED
September 13, 2001 - April 4, 2003
DWS DISTRIBUTORS, INC.
December 21, 2000 - March 26, 2001
IDS LIFE INSURANCE COMPANY
December 21, 2000 - March 26, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/7/2014
Proprietary Trader Qualification ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
