Adam M. Cavise

REVERE SECURITIES LLC

New York, NY 10022

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CRD#: 4273848

Professional summary

Adam Michael Cavise is a registered financial professional currently at REVERE SECURITIES LLC located in New York, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2000. Adam has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Michael Cavise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2023 - Present

REVERE SECURITIES LLC

Office #1: 560 Lexington Avenue 16th Floor, New York, NY 10022

CRD#: 14178

New York, NY

Past

October 15, 2021 - November 2, 2023

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

October 19, 2020 - August 19, 2021

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

May 14, 2020 - December 2, 2020

I-BANKERS DIRECT, LLC

CRD#: 167533

BOCA RATON, FL

Past

August 3, 2017 - September 25, 2019

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

December 5, 2016 - July 11, 2017

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

April 20, 2015 - July 5, 2016

CRT CAPITAL GROUP LLC

CRD#: 28830

New York, NY

Past

March 24, 2009 - April 20, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW YORK, NY

Past

April 29, 2003 - March 12, 2009

SOLEIL SECURITIES CORPORATION

CRD#: 124737

NEW YORK, NY

Past

November 9, 2000 - March 10, 2003

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/1/2023)

Connecticut
(11/1/2023)

Florida
(11/1/2023)

Massachusetts
(11/1/2023)

New Jersey
(11/2/2023)

New York
(11/1/2023)

Puerto Rico
(11/1/2023)

Texas
(11/1/2023)

Exams

State Security Law Exam

Series 63

Date: 4/21/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/4/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REVERE SECURITIES LLC

CRD#: 14178 / SEC#: , 8-30511

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Mailing Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Phone number

(212) 688-2350

Established

Delaware since 12/31/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
REVERE INVESTMENT HOLDINGS LLC	SHAREHOLDER
BODKIN, GREGORY PATRICK	CHIEF COMPLIANCE OFFICER	3008389
FULLMAN, SCOTT HOWARD	PRESIDENT / CHIEF OPERATIONS OFFICER	1516584
MORENO, WILLIAM FRANCIS	CEO / EXECUTIVE CHAIRMAN	2801621
ZULUAGA, OSEAS	CFO / FINOP	4186791

Disclosures

Regulatory Event	14
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam M. Cavise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Michael Cavise's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPARTAN CAPITAL SECURITIES, LLC

D. BORAL CAPITAL

I-BANKERS DIRECT, LLC

MACQUARIE CAPITAL (USA) INC.

CLSA AMERICAS, LLC

CRT CAPITAL GROUP LLC

STERNE, AGEE & LEACH, INC.

SOLEIL SECURITIES CORPORATION

KNIGHT CAPITAL AMERICAS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/4/2000

Series 7

Date: 11/8/2000

FINRA

Current Firm

REVERE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REVERE SECURITIES LLC

TRUST BUT VERIFY

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