Scott A. Rothmeyer

TRUSTAGE INVESTMENT MANAGEMENT

Denver, IA

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CRD#: 4273811

Professional summary

Scott Allan Rothmeyer, who also goes by Allan Rothmeyer Scott, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Denver, Iowa and CUNA BROKERAGE SERVICES, INC. located in Denver, Iowa.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Scott has worked at 2 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allan Rothmeyer Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Simply Chic LLC. Boutique clothing store business owned and operated by spouse. My role will be one of general support and general business manager. I will have the responsibility of making all initial business filings, paying filing and startup fees, establishing relationships with local accountant and attorney to take care of payroll and day-to-day bookkeeping, tax preparation and filing. The address of the business is 143 E Main St Denver IA 50622. Start date of operations will be 9/1/2024, but the LLC name was filed and approved 7/3/2024. Number of hours per month devoted to business - 5 to 7. All hours spent on business will occur outside of market trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allan Rothmeyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2023 - Present

TRUSTAGE INVESTMENT MANAGEMENT

RIA

CRD#: 105960

Denver, IA

Current

October 18, 2000 - Present

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Denver, IA

Past

June 29, 2009 - March 30, 2023

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

WAVERLY, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(3/18/2002)

IAR

Iowa
(4/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/7/2017

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

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Contact information

Main Address

5910 Mineral Point Rd, Madison, WI 53705

Mailing Address

Phone number

(608) 238-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott A. Rothmeyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allan Rothmeyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

TRUSTAGE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2009

Series 63

Date: 10/26/2001

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2000

Series 53

Date: 12/7/2017

Series 24

Date: 6/12/2003

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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