Julie A. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Ann Evans, who also goes by Julie Ann Carr, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 2000. Julie had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2013 - December 2, 2024
PURSHE KAPLAN STERLING INVESTMENTS
March 3, 2011 - August 2, 2013
ALLIED BEACON PARTNERS, INC.
December 3, 2010 - December 2, 2024
GUARDIAN WEALTH MANAGEMENT INC.
April 9, 2007 - December 10, 2010
IPI WEALTH MANAGEMENT, INC.
November 9, 2000 - December 10, 2010
INVESTMENT PLANNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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