ML
Michael L. Larson
INSPEREX LLC
Delray Beach, FL 33483
Some features on this profile are disabled
CRD#: 4273499
ML
Professional summary
Michael L Larson, who also goes by Michael Lawrence Larson, Michael L Larson, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 50, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Lawrence Larson | Michael L Larson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael L Larson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2021 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 101420
Delray Beach, FL
Past
November 5, 2019 - July 12, 2021
280 SECURITIES LLC
BD
CRD#: 284939
SAN FRANCISCO, CA
Past
August 31, 2017 - April 9, 2019
OPPENHEIMER & CO. INC.
BD
CRD#: 249
SAN FRANCISCO, CA
Past
April 17, 2006 - December 31, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SAN FRANCISCO, CA
Past
July 10, 2003 - October 17, 2005
NOLLENBERGER CAPITAL PARTNERS INC.
BD
CRD#: 119248
SAN FRANCISCO, CA
Past
May 9, 2002 - October 7, 2002
ELECTRONIC GLOBAL SECURITIES, INC.
BD
CRD#: 47584
NEW YORK, NY
Past
November 16, 2001 - December 17, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2022)
RR
Alaska(7/8/2022)
RR
Arizona(7/8/2022)
RR
Arkansas(7/8/2022)
RR
California(7/1/2021)
RR
Colorado(7/8/2022)
RR
Connecticut(8/26/2021)
RR
Delaware(7/8/2022)
RR
District of Columbia(7/8/2022)
RR
Florida(7/8/2022)
RR
Georgia(7/28/2021)
RR
Hawaii(7/8/2022)
RR
Idaho(7/8/2022)
RR
Illinois(7/8/2022)
RR
Indiana(7/8/2022)
RR
Iowa(7/8/2022)
RR
Kansas(7/8/2022)
RR
Kentucky(7/8/2022)
RR
Louisiana(7/8/2022)
RR
Maine(7/8/2022)
RR
Maryland(7/8/2022)
RR
Massachusetts(7/8/2022)
RR
Michigan(7/8/2022)
RR
Minnesota(7/8/2022)
RR
Mississippi(7/8/2022)
RR
Missouri(7/8/2022)
RR
Montana(7/8/2022)
RR
Nebraska(7/8/2022)
RR
Nevada(7/8/2022)
RR
New Hampshire(7/8/2022)
RR
New Jersey(7/8/2022)
RR
New Mexico(7/8/2022)
RR
New York(9/7/2021)
RR
North Carolina(7/8/2022)
RR
North Dakota(7/8/2022)
RR
Ohio(7/11/2022)
RR
Oklahoma(7/8/2022)
RR
Oregon(7/8/2022)
RR
Pennsylvania(7/8/2022)
RR
Puerto Rico(7/8/2022)
RR
Rhode Island(7/8/2022)
RR
South Carolina(7/8/2022)
RR
South Dakota(7/8/2022)
RR
Tennessee(7/8/2022)
RR
Texas(7/8/2022)
RR
Utah(7/8/2022)
RR
Vermont(7/8/2022)
RR
Virgin Islands(7/8/2022)
RR
Virginia(7/8/2022)
RR
Washington(7/8/2022)
RR
West Virginia(7/8/2022)
RR
Wisconsin(7/8/2022)
RR
Wyoming(7/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/22/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSPEREX LLC
CRD#: 101420Delray Beach, FL 33483TRUST BUT VERIFY
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