Stephen C. Peters
Professional summary
Stephen Condon Peters was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Stephen had worked at 2 firms, which includes VISIONQUEST WEALTH MANAGEMENT LLC, SEI INVESTMENTS DISTRIBUTION CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2005 - December 7, 2017
VISIONQUEST WEALTH MANAGEMENT, LLC
December 18, 2000 - November 10, 2004
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
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Exams
Current Firm
VISIONQUEST WEALTH MANAGEMENT, LLC
CRD#: 135581 / SEC#: 801-107528
Contact information
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