Raul A. Sonza

CABILDO CAPITAL LLC

Washington, DC

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CRD#: 4273419

Professional summary

Raul Arguilla Sonza JR, who also goes by Michael Sonza, Raul Arguilla Sonza, is a registered financial advisor currently at CABILDO CAPITAL LLC located in Washington, District Of Columbia.

Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Raul has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Sonza | Raul Arguilla Sonza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Arguilla Sonza JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2018 - Present

CABILDO CAPITAL LLC

RIA

CRD#: 297330

Washington, DC

Past

January 7, 2015 - December 31, 2017

FRIEL ASSET MANAGEMENT, LLC

RIA

CRD#: 161642

STEVENSVILLE, MD

Past

April 3, 2013 - December 22, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

BETHESDA, MD

Past

April 3, 2013 - December 22, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BETHESDA, MD

Past

April 1, 2013 - December 22, 2014

TD AMERITRADE, INC.

CRD#: 7870

BETHESDA, MD

Past

July 27, 2012 - April 11, 2013

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

July 18, 2012 - April 11, 2013

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Past

November 13, 2009 - July 27, 2012

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

October 26, 2009 - July 27, 2012

E*TRADE SECURITIES LLC

CRD#: 29106

WASHINGTON, DC

Past

September 28, 2005 - June 19, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WASHINGTON, DC

Past

September 25, 2001 - June 19, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WASHINGTON, DC

Past

December 20, 2000 - July 5, 2001

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

October 20, 2000 - December 15, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 20, 2000 - December 15, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/12/2020)

IAR

District of Columbia
(6/8/2018)

IAR

Florida
(3/31/2021)

IAR

Louisiana
(6/19/2018)

IAR

Maryland
(7/20/2018)

IAR

Texas
(6/21/2018)

IAR

Virginia
(6/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2000

General Securities Representative Examination

Current Firm

CABILDO CAPITAL LLC

CRD#: 297330 / SEC#:

California

Registered Investment Advisory firm - (11/12/2020 Approved)

District of Columbia

Registered Investment Advisory firm - (6/8/2018 Approved)

Florida

Registered Investment Advisory firm - (3/31/2021 Approved)

Louisiana

Registered Investment Advisory firm - (6/18/2018 Approved)

Maryland

Registered Investment Advisory firm - (7/20/2018 Approved)

Texas

Registered Investment Advisory firm - (6/21/2018 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (6/28/2018 Approved)

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Contact information

Main Address

Washington, DC

Mailing Address

Phone number

(202) 841-1972

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 50,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raul A. Sonza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Arguilla Sonza JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRIEL ASSET MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WADDELL & REED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2005

Series 63

Date: 10/31/2001

SIE

Date: 12/22/2014

Series 7

Date: 10/19/2000

Current Firm

CABILDO CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CABILDO CAPITAL LLC

TRUST BUT VERIFY

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