Jia-her Hwang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jia-her Hwang, who also goes by Jack Hwang, Jai-her Hwang, was a registered financial professional .
Jia-her is a previously registered financial professional and started their career in finance in 2000. Jia-her had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2004 - September 5, 2013
TREASURE FINANCIAL CORP.
March 22, 2004 - November 29, 2004
AMERITAS INVESTMENT COMPANY, LLC
January 1, 2004 - March 19, 2004
CETERA FINANCIAL SPECIALISTS LLC
December 18, 2002 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
January 25, 2001 - November 27, 2002
METROPOLITAN LIFE INSURANCE COMPANY
January 25, 2001 - November 27, 2002
MSI FINANCIAL SERVICES, INC.
December 7, 2000 - January 19, 2001
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TREASURE FINANCIAL CORP.
CRD#: 38323 / SEC#: , 8-48165
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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