Tyler S. Olson

ASCEND INVESTMENT MANAGEMENT

Pleasant Grove, UT

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CRD#: 4273188

Professional summary

Tyler Scott Olson is a registered financial advisor currently at ASCEND INVESTMENT MANAGEMENT, LLC located in Pleasant Grove, Utah.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Tyler has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner/Partner at Ascend Management Holdings, LLC CAPACITY AT AMH: Owner/Partner NATURE: Business operations INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/28/2020 ADDRESS: 5353 S 960 W Ste 225, Salt Lake City, UT, United States DESCRIPTION: Parent company to Life Insurance Operations Co-director at Ascend Life Insurance, LLC utilizing Independent Agent Registration with Nelson Financial Group as IMO CAPACITY AT NFG: Agent NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/28/2020 ADDRESS: 5353 S 960 W Ste 225, Salt Lake City, UT, United States DESCRIPTION: Evaluate and recommend life insurance strategies as part of overall financial plan

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Scott Olson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2020 - Present

ASCEND INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 307989

Pleasant Grove, UT

Past

August 14, 2018 - March 16, 2020

LONE PEAK ADVISERS

RIA

CRD#: 296772

DRAPER, UT

Past

January 8, 2018 - August 13, 2018

LEGACY PLANNING GROUP

RIA

CRD#: 145130

DRAPER, UT

Past

December 12, 2017 - June 27, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Draper, UT

Past

March 17, 2017 - December 13, 2017

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

AMERICAN FORK, UT

Past

October 18, 2013 - December 13, 2017

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

AMERICAN FORK, UT

Past

December 22, 2000 - December 31, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/18/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASCEND INVESTMENT MANAGEMENT, LLC

ASCEND INVESTMENT MANAGEMENT | ASCEND INVESTMENT MANAGEMENT, LLC

CRD#: 307989 / SEC#:

Utah

Registered Investment Advisory firm - (6/5/2020 Approved)

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Contact information

Main Address

Pleasant Grove, UT

Mailing Address

Phone number

(801) 598-6957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 1,534,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler S. Olson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Scott Olson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONE PEAK ADVISERS

LEGACY PLANNING GROUP

GROVE POINT INVESTMENTS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2017

Series 63

Date: 8/18/2014

SIE

Date: 6/27/2018

Series 6

Date: 10/18/2013

Current Firm

ASCEND INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASCEND INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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