Eric J. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Joon Hee Kim, who also goes by Eric J Kim, Joon Hee Eric Kim, Joon Hee Eric Kim, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - April 9, 2015
ZELMAN PARTNERS, LLC
September 19, 2012 - June 26, 2013
CSCA CAPITAL ADVISORS, LLC
August 4, 2008 - February 13, 2012
KEEFE, BRUYETTE & WOODS, INC.
June 18, 2007 - March 18, 2008
LEHMAN BROTHERS INC.
September 29, 2006 - June 7, 2007
UBS SECURITIES LLC
June 20, 2002 - July 16, 2004
MERRILL LYNCH INVESTMENT MANAGERS LP
May 31, 2002 - July 13, 2004
FAM DISTRIBUTORS, INC.
October 27, 2000 - May 2, 2001
IDS LIFE INSURANCE COMPANY
October 27, 2000 - May 2, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZELMAN PARTNERS, LLC
CRD#: 145187 / SEC#: , 8-67713
Contact information
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WDIB, LLC | MANAGING MEMBER | |
| ERWIN, STEPHEN TODD | CCO/AMLCO | 5028461 |
| GROMAN, DANIEL JASON | BOARD MEMBER | 7974401 |
| MCGILL, ANTHONY JACOB | MANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE) | 4379700 |
| TABASSO, THEODORE PAUL | CHIEF OPERATIONS OFFICER, DIRECTOR OF SALES | 1875019 |
| THEOBALD, STEPHEN PATRICK | BOARD MEMBER | |
| WANK, STEPHEN H | CFO/FIN-OP | 5062089 |
| ZELMAN, IVY LYNNE | DIRECTOR OF RESEARCH | 2288665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
