SB
Stephen D. Black
COOPER MCMANUS
Overland Park, KS 66213
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CRD#: 4273023
SB
Professional summary
Stephen Douglas Black is a registered financial advisor currently at COOPER MCMANUS located in Overland Park, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Overland Park, Kansas.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LARSON FINANCIAL SERVICES, INC. 7304 WEST 130TH STREET #350, OVERLAND PARK KS 66213, 05/2024, OWNER, PRESIDENT, INV REL, 150 HR/MO - 32 HR/MO TRADING. 2) COOPER MCMANUS, 7304 WEST 130TH STREET #350, OVERLAND PARK KS 66213, 05/01/2024, INVESTMENT ADVISOR REPRESENTATIVE, RIA AFFILIATION, INV REL, 100 HR/MO - 50 HR/MO TRADING. 3) INSURANCE THROUGH TRUCHOICE FINANCIAL, 7304 WEST 130TH STREET #350, OVERLAND PARK KS 66213, AGENT, INSURANCE/BENEFITS/HUMAN RESOURCES, INV REL, 24 HR/MO - 20 HR/MO TRADING. 4) LEAWOOD ROTARY, PO Box 6608, Leawood KS 66206, 07/2024, PRESIDENT, VOLUNTEER, NIR, 20 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Douglas Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
COOPER MCMANUS
Office #1: 7304 W. 130th Street, Suite 350, Overland Park, KS 66213RIA
CRD#: 111458
Overland Park, KS
Current
May 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7304 West 130th St. #350, Overland Park, KS 66213BD
CRD#: 39543
Overland Park, KS
Past
October 2, 2017 - May 1, 2024
ARBOR POINT ADVISORS
RIA
CRD#: 165127
OVERLAND PARK, KS
Past
October 2, 2017 - May 1, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OVERLAND PARK, KS
Past
September 1, 2016 - October 5, 2017
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LEAWOOD, KS
Past
September 1, 2016 - October 5, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LEAWOOD, KS
Past
January 8, 2009 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
LEAWOOD, KS
Past
September 23, 2008 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
LEAWOOD, KS
Past
July 2, 2007 - September 23, 2008
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
LEAWOOD, KS
Past
October 5, 2000 - July 2, 2007
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2024)
RR
Arizona(5/1/2024)
RR
Arkansas(5/1/2024)
RR
Florida(5/1/2024)
RR
Georgia(5/1/2024)
RR
Illinois(5/1/2024)
RR
Indiana(5/1/2024)
RR
Kansas(5/1/2024)
IAR
Kansas(5/1/2024)
RR
Massachusetts(5/1/2024)
RR
Missouri(5/1/2024)
RR
North Carolina(5/7/2024)
RR
Ohio(5/1/2024)
RR
Oklahoma(5/1/2024)
RR
South Carolina(5/1/2024)
RR
Texas(5/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
