Justin D. Meadlin
Professional summary
Justin Drew Meadlin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Justin is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Justin had worked at 4 firms, which includes B. RILEY SECURITIES INC., COWEN AND COMPANY, BANC OF AMERICA SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2007 - June 19, 2012
B. RILEY SECURITIES, INC.
March 13, 2006 - August 10, 2007
COWEN AND COMPANY
April 16, 2003 - February 22, 2006
BANC OF AMERICA SECURITIES LLC
October 13, 2000 - April 9, 2003
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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