Teri A. Laskowski

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CRD#: 4272653

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Teri Ann Laskowski, who also goes by Teri Sniecinski, Teri Ulman, was a registered financial professional .

Teri is a previously registered financial professional and started their career in finance in 2003. Teri had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Teri Sniecinski | Teri Ulman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 11, 2015 - March 26, 2015

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

MIDLAND, TX

Past

January 28, 2015 - February 17, 2015

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

October 18, 2012 - November 26, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MIDLAND, TX

Past

November 13, 2009 - September 28, 2012

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WEST BRANCH, MI

Past

January 24, 2006 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

BAY CITY, MI

Past

March 21, 2003 - November 23, 2005

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184 / SEC#: 801-67704, 8-44786

Terminated by SEC on 12/01/2018

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Contact information

Main Address

16414 San Pedro Avenue Suite 300, San Antonio, TX 78232

Mailing Address

Phone number

Established

Texas since 03/16/1992

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

IPI WRAP FEE PROGRAM BROCHURE (3/31/2018)

IPI DISCLOSURE BROCHURE (3/31/2018)

Direct owners and executive officers

Name	Position	CRD#
AMPF HOLDING CORPORATION	SHAREHOLDER
DULLNIG, RICHARD ROLLE	REGISTERED OPTIONS PRINCIPAL	2215594
MAGLAQUE, CHARLES NEAL	DIRECTOR	5026063
MCANELLY, JAY LANCE	PRES/CEO	2677791
O'CONNELL, PATRICK HUGH	DIRECTOR	2246285
STOREY, MARY ELLEN	CO-CCO	4808171
SUROVIK, BRIAN KEITH	CCO AND COO	4481124

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Teri A. Laskowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STATE FARM VP MANAGEMENT CORP.

THRIVENT INVESTMENT MANAGEMENT INC.

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/9/2003

SIE

Date: 3/26/2015

Series 7

Date: 12/23/2009

Series 6

Date: 3/19/2003

Current Firm

INVESTMENT PROFESSIONALS, INC.

Contact information

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT PROFESSIONALS, INC.

TRUST BUT VERIFY

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