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GS

Gregory W. Schneider

FEF DISTRIBUTORS
Park Ridge, IL
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CRD#: 4272197
GS
Gregory Wayne SchneiderFEF DISTRIBUTORS

Professional summary


Gregory Wayne Schneider is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Park Ridge, Illinois.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregory Wayne Schneider's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 4, 2017 - Present

FEF DISTRIBUTORS, LLC

BD
CRD#: 46585
Park Ridge, IL
Past

April 20, 2004 - July 10, 2017

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
Chicago, IL
Past

December 6, 2000 - July 10, 2017

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/4/2017)
RR
Alaska
(8/4/2017)
RR
Arizona
(8/4/2017)
RR
Arkansas
(8/4/2017)
RR
California
(8/4/2017)
RR
Colorado
(8/4/2017)
RR
Connecticut
(8/4/2017)
RR
Delaware
(8/4/2017)
RR
District of Columbia
(8/4/2017)
RR
Florida
(8/4/2017)
RR
Georgia
(8/4/2017)
RR
Hawaii
(8/4/2017)
RR
Idaho
(8/4/2017)
RR
Illinois
(8/4/2017)
RR
Indiana
(8/4/2017)
RR
Iowa
(8/4/2017)
RR
Kansas
(8/4/2017)
RR
Kentucky
(8/4/2017)
RR
Louisiana
(8/4/2017)
RR
Maine
(8/4/2017)
RR
Maryland
(8/4/2017)
RR
Massachusetts
(8/4/2017)
RR
Michigan
(8/4/2017)
RR
Minnesota
(8/4/2017)
RR
Mississippi
(8/4/2017)
RR
Missouri
(8/4/2017)
RR
Montana
(8/4/2017)
RR
Nebraska
(8/4/2017)
RR
Nevada
(8/4/2017)
RR
New Hampshire
(8/4/2017)
RR
New Jersey
(8/4/2017)
RR
New Mexico
(8/4/2017)
RR
New York
(8/4/2017)
RR
North Carolina
(8/4/2017)
RR
North Dakota
(8/4/2017)
RR
Ohio
(8/4/2017)
RR
Oklahoma
(8/4/2017)
RR
Oregon
(8/4/2017)
RR
Pennsylvania
(8/4/2017)
RR
Puerto Rico
(8/4/2017)
RR
Rhode Island
(8/4/2017)
RR
South Carolina
(8/4/2017)
RR
South Dakota
(8/4/2017)
RR
Tennessee
(8/4/2017)
RR
Texas
(8/4/2017)
RR
Utah
(8/4/2017)
RR
Vermont
(8/4/2017)
RR
Virginia
(8/4/2017)
RR
Washington
(8/4/2017)
RR
West Virginia
(8/4/2017)
RR
Wisconsin
(8/4/2017)
RR
Wyoming
(8/4/2017)

Exams


What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 4/2/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Status Unavailable
Passed: 9/30/2016
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 12/5/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 9/1/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


FD
FEF DISTRIBUTORS, LLC
ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Phone number
(212) 698-3300
Established
Delaware since 01/27/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLCMANAGING MEMBER108260
BRUNO, ROBERTMANAGER2102844
CONSTANTINO, MICHAELMANAGER2932606
DILLON, ERIN KAYCHIEF COMPLIANCE OFFICER6173659
FONG, CHUN WAICHIEF FINANCIAL OFFICER AND FINOP4944446
OCONNOR, DAVIDGENERAL COUNSEL AND MANAGER5077118
RICCIO, FRANK JOSEPHPRESIDENT AND MANAGER4271374

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FEF DISTRIBUTORS, LLC

CRD#: 46585Park Ridge, IL

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