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AS

Amie L. Shields

THURSTON, SPRINGER, MILLER, HERD & TITAK
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 4272190
AS

Professional summary

Amie Lynn Shields, who also goes by Amie Lynn Archibald, Amie Lynn Voss, is a registered financial professional currently at THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Indianapolis, Indiana.

Amie is registered as a RR (Registered Representative) and started their career in finance in 2000. Amie has worked at 8 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amie Lynn Archibald | Amie Lynn Voss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amie Lynn Shields's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2025 - Present

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240
BD
CRD#: 8478
Indianapolis, IN
Past

September 19, 2018 - November 29, 2024

TRADE-PMR INC.

BD
CRD#: 46350
CLEARWATER, FL
Past

July 26, 2017 - September 4, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
OCALA, FL
Past

July 25, 2017 - September 4, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
OCALA, FL
Past

August 3, 2016 - June 23, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
OVERLAND PARK, KS
Past

August 3, 2016 - June 23, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
OVERLAND PARK, KS
Past

April 2, 2015 - September 20, 2016

WATERFRONT WEALTH INC.

RIA
CRD#: 173220
OVERLAND PARK, KS
Past

December 2, 2014 - July 20, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
LEAWOOD, KS
Past

December 2, 2014 - July 20, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
LEAWOOD, KS
Past

January 1, 2008 - November 21, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
OVERLAND PARK, KS
Past

January 1, 2008 - November 21, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
OVERLAND PARK, KS
Past

November 8, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
OVERLAND PARK, KS
Past

May 17, 2004 - December 9, 2004

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
OVERLAND PARK, KS
Past

May 17, 2004 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
OVERLAND PARK, KS
Past

January 15, 2003 - May 10, 2004

GOLD CAPITAL MANAGEMENT INC.

RIA
CRD#: 7036
OVERLAND PARK, KS
Past

January 15, 2003 - May 10, 2004

GOLD CAPITAL MANAGEMENT INC.

BD
CRD#: 7036
OVERLAND PARK, KS
Past

June 11, 2002 - January 15, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
KANSAS CITY, MO
Past

June 11, 2002 - January 15, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 6, 2002 - June 5, 2002

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
WASHINGTON, DC
Past

December 4, 2000 - June 5, 2002

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/1/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | TRILOGY WEALTH MANAGEMENT | THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. INSURANCE AGENCY | THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | THURSTON, SPRINGER, MILLER & HERD, INC. | THURSTON, SHUMAKER, MILLER & BURKE, INCORPORATED | THURSTON, MILLER & BURKE, INC. | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | SPRAWLS FINANCIAL | SPENCER FINANCIAL STRATEGIES | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | LIBERTY CONSULTING | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | DAMER WEALTH MANAGEMENT | CRAVENS, LLC | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BAYLEY INVESTMENT GROUP | BALDASSARI ADVISORY | AMERICAN PENSION ADVISORS

CRD#: 8478 / SEC#: 801-63564, 8-25452

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240
Mailing Address
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240-2142
Phone number
(317) 581-4000
Established
Indiana since 09/12/1980
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
FINANCIAL SERVICES HOLDINGS, LLCSOLE SHAREHOLDER
COKER, KAREN LE'ELLENCHIEF RISK OFFICER2731928
MUELLER, CHRISTOPHER BRIANCHIEF OPERATIONS OFFICER2098597
PARKER, RICHARD WILSONCEO5497397
REYNOLDS, MATTHEW MARKPRESIDENT / FINOP / PFO / POO/CCO4077413
RUDNICK, REGINA MARYHEAD OF ADVISOR SERVICES2373530
TAYLOR, CHRISTIAN GABRIELCHIEF COMPLIANCE OFFICER5462381
TITAK, JAMES JOHNCHAIRMAN OF THE BOARD1008441

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

CRD#: 8478Indianapolis, IN 46240

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