Mitchell J. Thompson
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP
Montevideo, MN 56265
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CRD#: 4272184
Professional summary
Mitchell Jacob Thompson, CFP®, who also goes by Mitch Thompson, is a registered financial advisor currently at MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. located in Montevideo, Minnesota.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mitchell has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Small Business Planning
Investment Planning
Estate Planning
Elder Care
Insurance Planning
Tax Planning
Life Transitions
Divorce Planning
Do you have an area of expertise or specialization?
AUM
Divorce Planning
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Insurance Related Issues
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Mitch Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance Sales INVESTMENT RELATED: No ADDRESS: Same as business address NATURE: Insurance POSITION: Licensed Insurance Agent START DATE: 08/2000 HOURS: 10 (0 hours during trading) DUTIES: Service and support legacy clients while providing evaluation and analysis of all types of insurance. 2. CDFA Bridge Consulting Group LLC INVESTMENT RELATED: No ADDRESS: Same as business address NATURE: Consulting POSITION: Consultant START DATE: 02/2020 HOURS: 10 DUTIES: Provide counseling focused on assisting married couples with the financial aspects of divorce
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Jacob Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 31, 2018 - Present
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
Office #1: 1505 E Hwy 7 Suite 200, Montevideo, MN 56265RIA
CRD#: 297716
Montevideo, MN
Past
July 8, 2014 - November 21, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
GOLDEN VALLEY, MN
Past
November 26, 2013 - August 21, 2014
GEN FINANCIAL MANAGEMENT INC.
RIA
CRD#: 110179
PLYMOUTH, MN
Past
November 3, 2008 - March 22, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
PLYMOUTH, MN
Past
September 18, 2000 - November 11, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ST. LOUIS PARK, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. | MJT & ASSOCIATES, LLC. FINANCIAL ADVISORY GROUP
CRD#: 297716 / SEC#: 801-120971
RIA
Registered Investment Advisory firm - (4/27/2021 Approved)Minnesota
Registered Investment Advisory firm - (6/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/31/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. | MJT & ASSOCIATES, LLC. FINANCIAL ADVISORY GROUP
CRD#: 297716 / SEC#: 801-120971
RIA
Registered Investment Advisory firm - (4/27/2021 Approved)Minnesota
Registered Investment Advisory firm - (6/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1505 E Hwy 7 Suite 200, Montevideo, MN 56265
Mailing Address
Po Box 608, Mound, MN 55384
Phone number
(320) 269-7889
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 164,937,183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
