Mitchell J. Thompson
Professional summary
Mitchell Jacob Thompson, CFP®, who also goes by Mitch Thompson, is a registered financial advisor currently at MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. located in Montevideo, Minnesota.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mitchell has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Core Areas of Focus
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Jacob Thompson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
October 31, 2018 - Present
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
Office #1: 1315 Grove Ave Suite 5, Montevideo, MN 56265July 8, 2014 - November 21, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 26, 2013 - August 21, 2014
GEN FINANCIAL MANAGEMENT INC.
November 3, 2008 - March 22, 2012
WOODBURY FINANCIAL SERVICES, INC.
September 18, 2000 - November 11, 2008
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
CRD#: 297716 / SEC#: 801-120971
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/31/2018)
Exams
Current Firm
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
CRD#: 297716 / SEC#: 801-120971
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 883 |
| AUM (Assets Under Management) | $ 198,946,748 |
Red Flags
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